CAREER OBJECTIVE
Financial analysis or management position with a dynamic company that has growth potential

EDUCATION
Bachelors of Business Administration in Finance
        Sam Houston State University
        Huntsville, Texas Graduated August 1995
        Finance GPA 4.0 Cumulative GPA 3.96

Masters of Business Administration in Finance
        University of Houston
        Houston, Texas Anticipated Graduation Fall 2000
        Cumulative GPA 3.66

EXPERIENCE
Aegis Asset Management, Inc.          Operations / Trading Specialist              August 1998 - Present

• Set and maintain procedures and processes in place to comply with NASD and SEC current and proposed regulations
• Enter, confirm and track all equity and mutual fund transactions, including allocations of block transactions
• Participate in asset allocation technique and strategy decisions
• Assist in analysis of certain acquisition activities

• Provide support for corporate finance department with duties including, but not limited to,  research, organization of investment offering data, and aid in writing official documents
• Open new accounts and advise clients of various investment products
• Served as Conference Coordinator of the Micro-Cap Equities Conference 1996-1997
• Conduct research activities on various investment products and write research reports
• Attend meetings with corporate clients concerning financial advisory services

• Solicited prospective clients on the firm’s accounts and the benefits of working with the firm  in making long-term investment decisions for their portfolios
• Opened new accounts and advised clients of various investment products
• Assisted Senior brokers in routine Investment Department operations

 HONORS, ACHIEVEMENTS AND AWARDS
Guest Columnist in Entrepreneur Magazine’s “Stock Smarts” column      January 1997 issue
Series 7 and Series 63 licensed                                                              NASD
1994 Outstanding Finance Major of the Year                                         Sam Houston SU
President’s Honor Roll, Spring and Fall 1994                                         Sam Houston SU
Graduated Summa Cum Laude, August 1995                                         Sam Houston SU

REFERENCES
Available upon request